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Prefetch: capacity-mode readahead, plus the model and accuracy experiment - #5

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Prefetch: capacity-mode readahead, plus the model and accuracy experiment#5
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@SHTUSIST SHTUSIST commented Aug 29, 2026

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Two separate pieces of work, kept in one PR because the second is what validates the first. Reviewers can read them independently.


Part 1 — Capacity-mode readahead: HBFSim actually fetches ahead

This is a system-side prefetcher, not an application-side one. The application does not ask for it and does not know it happened; the only thing the policy has to go on is which pages have already been demanded. It is the analogue of OS page-cache readahead, not of cp.async.

On a demand miss for page N, CapacityPageService queues N+1..N+k; CapacityWorker fetches them only when a slot scan claimed nothing. Off unless switched on, so no existing measurement moves.

Three design decisions, and I got the second one wrong first

  1. Queueing happens after the demand is served. The miss path is a synchronous blocking read under one mutex — reading a second page there would double the synchronous work on the path a warp is blocked on.

  2. Readahead may take a clean victim. My first version refused to evict at all. Measurement killed it: on a 1024-access MoE stream with 128 frames it fetched 22 pages and skipped 1970, because a warm cache never has a free frame — the feature did nothing in the only regime capacity mode exists for. A dirty victim is still refused and put back, because writing it costs a program on the media, dearer than the read the readahead would save.

  3. A readahead page is published unreferenced. HbmCache::publish gained a defaulted referenced parameter (every existing caller unchanged). The policy is CLOCK, so a page nothing ever asks for is now the first candidate to be evicted again rather than the last.

What it is worth

hbf_capacity_readahead_bench drives the real page service and reports media reads, not wall-clock time.

The result that matters most is a cliff. P=8, depth 8, 256 frames, varying how many queued pages the worker drains between two demands:

drain per demand hit rate media reads
fully 0.8916 −86.79%
8 0.8916 −86.79%
4 0.8916 −86.79%
2 0.8916 −86.79%
1 0.0635 +14.17%

Draining slower than the queue fills does not degrade gradually — it turns an 86.79% reduction into a 14.17% increase, because queued pages go stale before use while still costing bandwidth and frames. Any deployment must keep drain rate above fill rate.


Part 2 — The prefetch model and its accuracy experiment

The figure: x = prefetch accuracy, y = modeled time, one curve per media latency tR (1, 2, 4, 5, 10, 20 µs).

Accuracy alone does not decide the time — a correct prediction still arrives late if issued too near its use, if bandwidth is short, or if the staging buffer dropped it. The fix is more curves, not a different x axis: "how accurate" is the x axis; "did it arrive in time" is the spacing between curves and whether a curve still falls near accuracy 1.

Three policies: None (what HBFSim did), NextPage (no model of the workload), Accuracy (right with a stated probability — how the axis is swept without inventing a predictor). Four knobs, each a real limit: lead distance, staging capacity, media concurrency, and the compute between accesses a prefetch hides behind.

Headline: expert routing being unpredictable is about which expert, not how many bytes

One Qwen3-30B-A3B token = 48 layers × 8 experts × 2304 pages = 884,736 page accesses.

demand stalls modeled time speedup
no prefetch 884,736 12,386,304,000 ns 1.00
naive next-page 374 6,194,648,000 ns 2.00

The 374 are the first page of each expert, against 48 × 8 = 384. The unpredictable part is 0.04% of the traffic. Speedup stops at 2.00 because there the media read is longer than the compute between accesses — bandwidth-bound, not accuracy-bound, which is exactly what the curve family shows.


The two parts cross-validate

The model predicts a next-page policy reaches (P−1)/P on an MoE stream. The real implementation reproduces it when the readahead depth covers one expert:

P (pages per expert) depth implementation model (P−1)/P
4 4 0.7559 0.7500
8 8 0.8916 0.8750
16 16 0.9370 0.9375
16 32 0.9443 0.9375

Below that, depth caps the hit rate near D/(D+1): at depth 4, P of 8 and 16 both stop at 0.7500 and 0.7568.

Tests (TDD)

prefetch_model_test.cpp — 12 property assertions, written first. One was wrong on its first run: it demanded zero stall under a perfect prefetcher, and the model was right to disagree, because a prefetcher issuing L ahead cannot cover the first L accesses.

capacity_readahead_test.cpp — off by default; queue not drained on the demand's own path; dirty victim refused; a demanded page survives the readahead after it; a page that became resident between queueing and draining is skipped; a readahead past the end of the store is skipped, not failed.

What this is not

Not a measurement of any predictor, GPU, or device. Artifacts carry "disclaimer": "modeled, not measured on any device or GPU". The readahead experiment drives the host-side page service — media reads avoided, not wall-clock. The MoE stream is synthetic, not captured from a vLLM run. compute_ns_per_access is a parameter, not measured from a workload.

docs/46-预取实验设计.md carries the design; benchmarks/prefetch/README.md lists every file and the exact reproduction commands.

Test status

CPU-only build. Same four tests fail before and after — context_lifecycle, vmem_tuning, run_with_bpftime, mqsim_benchmark — all pre-existing. Count 32 → 34.

🤖 Generated with Claude Code

SHTUSIST and others added 2 commits August 29, 2026 11:53
…both

HBF's case rests on the accelerator issuing a read before the data is needed.
HBFSim models no prefetch at all, so the paper had no way to say what a
prefetcher would be worth, and the question could not wait for a device-side
implementation. This adds a deterministic model of prefetching, the sweep that
turns it into a figure, and the document that says what the numbers may be used
to claim.

THE FIGURE. Prefetch accuracy on the x axis, modeled time on the y axis, one
curve per media latency tR at 1, 2, 4, 5, 10 and 20 microseconds. Accuracy
alone does not decide the time, because a correct prediction still arrives too
late if it was issued too near its use, if bandwidth is short, or if the
staging buffer dropped it. That objection is answered by the curve family
rather than by a different x axis: how accurate shows on the x axis, whether it
arrives in time shows as the spacing between curves and as whether a curve
still falls near accuracy 1.

THE MODEL, in src/prefetch/prefetch_model.cpp, is a discrete-event simulation
over an access stream. Three policies: None, which is what HBFSim does today
and is the baseline; NextPage, which fetches page N+1 on a demand for page N
and carries no model of the workload; and Accuracy, which predicts the page the
stream will demand `lead_distance` accesses later and is right with a stated
probability, which is how the axis is swept without inventing a predictor. Four
knobs, each a real limit: lead distance, staging capacity, media concurrency,
and the accelerator time between accesses that a prefetch has to hide behind.
The model is not a measurement of any predictor, GPU or device, and the
artifacts carry that sentence in a `disclaimer` field.

WHAT CAME OUT. The naive next-page policy reaches accuracy 0.99995 on a
sequential stream, 0.00035 on a random one, and 0.99958 on a Mixture-of-Experts
stream shaped like Qwen3-30B-A3B. Its accuracy on a Mixture-of-Experts stream
is (P-1)/P for P pages per expert, measured at 0.029, 0.514, 0.757, 0.878 and
0.939 for P of 1, 2, 4, 8 and 16 against a theoretical 0.000, 0.500, 0.750,
0.875 and 0.938.

At the real expert size -- 3 x 2048 x 768 parameters in bf16 is 9,437,184
bytes, or 2304 pages of 4 KiB -- one token is 884,736 page accesses. Without
prefetch all 884,736 stall, for 12,386,304,000 ns modeled. With the naive
policy 374 stall, for 6,194,648,000 ns, a speedup of 2.00. The 374 are the
first page of each expert, against 48 layers x 8 experts = 384.

So "expert routing cannot be predicted" is about which expert, not about how
many bytes. The unpredictable part is 384 pages out of 884,736, which is 0.04%;
the rest is reading forward inside an expert already chosen, and a prefetcher
with no model at all covers it. The speedup stops at 2.00 because at that
setting the media read is longer than the compute between accesses, so
bandwidth and concurrency bound the result rather than accuracy -- which is the
reason the figure needs the curve family.

TESTS. tests/cpu/prefetch_model_test.cpp holds 12 property assertions, written
before the implementation. They pin what the paper's latency argument depends
on: accuracy 0 buys nothing, lead distance 0 hides nothing even at accuracy 1,
time is monotone in accuracy, a one-page buffer loses a prefetch issued eight
accesses early, and one media read at a time still stalls at accuracy 1. One
assertion was wrong on its first run: it demanded no stall at all under a
perfect prefetcher, and the model was right to disagree, because a prefetcher
issuing L accesses ahead cannot cover the first L accesses. It now asserts the
misses equal exactly that warm-up.

The media servers use a min-heap rather than a scan so a large concurrency
setting stays cheap on million-access streams. All 252 swept cells are
identical before and after that change.

benchmarks/prefetch/README.md lists every file, the build, and the commands
that reproduce each result. docs/46-预取实验设计.md carries the design, and
section 8.0 of docs/45-预取与延迟掩盖的核实.md records that its earlier
recommendation against an accuracy x axis is superseded by this one, and that
its Mixture-of-Experts section reads more pessimistically than these numbers
support.

Test suite: the same four tests fail before and after (context_lifecycle,
vmem_tuning, run_with_bpftime, mqsim_benchmark), all pre-existing in a CPU-only
build.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
The prefetch model in this branch says what a prefetcher would be worth.
Nothing made HBFSim actually fetch anything ahead of its use. This adds that
for capacity mode: on a demand miss for page N, the page service queues N+1
through N+k, and the worker fetches them when it has no request to serve.

This is a system-side prefetcher, not an application-side one. The application
does not ask for it and does not know it happened, and the only thing the
policy has to go on is which pages have already been demanded. It is off unless
switched on, so no existing measurement moves.

THREE DESIGN DECISIONS, THE SECOND OF WHICH I GOT WRONG FIRST.

Queueing happens after the demand is served, never before. The miss path is a
synchronous blocking read under one mutex, so reading a second page there would
double the synchronous work on the path a warp is blocked on.

Readahead may take a clean victim once the cache is full. The first version
refused to evict at all, and measurement showed that makes the feature do
nothing in the only regime capacity mode exists for: on a 1024-access
Mixture-of-Experts stream with 128 frames it fetched 22 pages and skipped 1970,
because a warm cache never has a free frame. A dirty victim is still refused
and put back, because writing it costs a program on the media and a program is
dearer than the read the readahead would save.

A readahead page is published unreferenced, so hbm_cache.cpp publish() gained a
defaulted `referenced` parameter and every existing caller is unchanged. The
replacement policy is CLOCK, so a page nothing ever asks for is now the first
candidate to be evicted again rather than the last.

WHAT IT IS WORTH. hbf_capacity_readahead_bench drives the real page service and
reports media reads, not wall-clock time. With the readahead depth at least as
large as one expert, the implementation reproduces what the model predicts for
a next-page policy, which is (P-1)/P for P pages per expert:

  P=4  depth=4   implementation 0.7559   model 0.7500
  P=8  depth=8   implementation 0.8916   model 0.8750
  P=16 depth=16  implementation 0.9370   model 0.9375
  P=16 depth=32  implementation 0.9443   model 0.9375

Below that the depth caps the hit rate near D/(D+1): at depth 4, P of 8 and 16
both stop at 0.7500 and 0.7568.

THE RESULT THAT MATTERS MOST IS A CLIFF. At P=8, depth 8, 256 frames, varying
how many queued pages the worker drains between two demands:

  drain fully  hit 0.8916   media reads -86.79%
  drain 8      hit 0.8916   media reads -86.79%
  drain 4      hit 0.8916   media reads -86.79%
  drain 2      hit 0.8916   media reads -86.79%
  drain 1      hit 0.0635   media reads +14.17%

Draining slower than the queue fills does not degrade the benefit gradually. It
turns an 86.79% reduction in media reads into a 14.17% increase, because queued
pages go stale before they are used while still costing bandwidth and frames.
Any deployment of this has to keep the drain rate above the fill rate.

tests/cpu/capacity_readahead_test.cpp covers the contract: off by default, the
queue is not drained on the demand's own path, a dirty victim is refused, a
demanded page survives the readahead that follows it, a page that became
resident between queueing and draining is skipped, and a readahead past the end
of the backing store is skipped rather than failed.

Test suite: the same four tests fail before and after (context_lifecycle,
vmem_tuning, run_with_bpftime, mqsim_benchmark), all pre-existing in a CPU-only
build; the count goes from 33 to 34.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
@SHTUSIST SHTUSIST changed the title Add a prefetch model, its accuracy experiment, and the design behind both Prefetch: capacity-mode readahead, plus the model and accuracy experiment Aug 29, 2026
…e README

The submodule pointer was already behind two commits made inside paper/ by an
earlier session; this moves it forward to include those and the prefetch
reference document added there.

benchmarks/prefetch/README.md now lists the real readahead alongside the model,
with the commands that reproduce the agreement at (P-1)/P and the drain-rate
result.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

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Blocking correctness issues found while reproducing the benchmarks. (1) hbf_capacity_readahead_bench labels demand misses as media_reads and computes media_reads_avoided_fraction from that value, but every successful readahead_pages_fetched is also a backing-store media read. Reproduced at P=8/depth=8/256 frames: drain=0 reports 111 reads and -86.79%, but the implementation performed 111 demand reads + 868 readahead reads = 979 versus the 840-read baseline (+16.55%). drain=1 reports 959 and +14.17%, but actually performed 959 + 825 = 1784 (+112.38%). This reverses the headline conclusion. (2) drain_per_demand is passed as an extra printf argument but has no JSON placeholder, producing -Wformat-extra-args and omitting the parameter that determines the result. (3) fill_free_frame_locked completes a clean eviction before the backing read/copy succeeds; an out-of-range or failed speculative read therefore discards a valid resident page, which test case 4 does not detect. (4) no production construction path calls set_readahead_pages; only tests and the benchmark can enable the feature. The five targeted tests pass, but they do not cover these failures. Please correct the accounting/artifacts, make speculative replacement rollback-safe, expose an intentional runtime configuration path, and regenerate the claimed results.

All four review points hold. Each was reproduced before being fixed.

ACCOUNTING. The benchmark reported only demand-path misses as `media_reads`
and computed an "avoided" fraction from them, so a readahead that removed
waiting looked like a reduction in media work. Every successful readahead is
also a read of the backing store. Reproduced at P=8, depth 8, 256 frames
against an 840-read baseline:

  drain 0   111 demand + 868 readahead =  979 total   +16.55%
  drain 1   959 demand + 825 readahead = 1784 total  +112.38%

This reverses the headline. The readahead removes 89.16% of the reads a warp
waits on and still raises total media traffic by 16.55%. It trades bandwidth
for latency, which is the wrong trade whenever the tier is bandwidth-bound --
and the array supply rate is exactly what this project argues is binding. The
benchmark now prints demand_media_reads, readahead_media_reads,
total_media_reads, demand_reads_avoided_fraction and
total_media_reads_change_fraction, and the README carries both numbers with
that reading.

FORMAT. `drain_per_demand` was passed to printf with no placeholder, so the
build warned -Wformat-extra-args and the artifact omitted the parameter that
decides the result. Now compiles clean under -Wall -Wformat-extra-args and the
field appears in the JSON.

ROLLBACK SAFETY. fill_free_frame_locked completed a clean eviction before the
speculative read, so a read that failed -- an address past the end of the
backing store is the ordinary case -- destroyed a valid resident page and
returned false. The read now happens first and a frame is taken only once the
bytes are in hand. tests/cpu/capacity_readahead_test.cpp case 4b covers it:
with four clean demanded pages filling every frame and a readahead running off
the end of the store, the old ordering leaves three of the four resident and
the new ordering leaves all four. The earlier case 4 could not catch this
because free frames were still available there.

PRODUCTION PATH. Nothing outside tests and the benchmark could switch the
readahead on. `readahead_pages` is now a profile field, optional and defaulting
to 0 so no existing profile changes behaviour, parsed in profile.cpp, declared
in the schema, and applied by CapacityRuntime's constructor. Setting it after
the worker starts is safe because the queue only fills on a demand miss and no
demand can arrive before a range is registered.

Test suite: the same four tests fail before and after (context_lifecycle,
vmem_tuning, run_with_bpftime, mqsim_benchmark), all pre-existing in a CPU-only
build.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
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All four points hold. Each reproduced before fixing; pushed as 84ff0c0.

(1) Accounting — you are right, and it reverses my headline. I reproduced your numbers exactly against the 840-read baseline:

drain demand readahead total change
0 111 868 979 +16.55%
1 959 825 1784 +112.38%

The benchmark now prints demand_media_reads, readahead_media_reads, total_media_reads, demand_reads_avoided_fraction and total_media_reads_change_fraction, and the README carries both with the reading they require.

The honest conclusion is the more interesting one: the readahead removes 89.16% of the reads a warp waits on and still raises total media traffic by 16.55%. It trades bandwidth for latency — which is the wrong trade whenever the tier is bandwidth-bound, and the array supply rate is precisely what this project argues is binding. That belongs in the paper as a limitation of readahead on this tier, not as a win.

(2) Format. Confirmed with -Wformat-extra-args; my edit had silently failed to add the placeholder. Fixed, compiles clean under -Wall -Wformat -Wformat-extra-args, and drain_per_demand now appears in the JSON.

(3) Rollback safety. Confirmed. The read now happens first and a frame is taken only once the bytes are in hand. New case 4b covers it: four clean demanded pages filling every frame, readahead running off the end of the store — old ordering leaves resident=0111, new ordering leaves 1111. You were also right that case 4 could not catch it, because free frames were still available there.

(4) Production path. Confirmed — only tests and the benchmark could enable it. readahead_pages is now a profile field, optional and defaulting to 0 so no existing profile changes behaviour, parsed in profile.cpp, in the schema, and applied by CapacityRuntime's constructor. Setting it after the worker starts is safe because the queue only fills on a demand miss and no demand can arrive before a range is registered.

Thank you for reproducing the benchmark rather than reading it — (1) would have gone into the paper as a result.

The claimed results in docs/46-预取实现与预取实验说明.md still carry the old framing; I am correcting that document next.

SHTUSIST and others added 3 commits August 30, 2026 03:30
Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
Two lines still described the benchmark as reporting media reads avoided,
which is the framing the accounting correction removed: the readahead avoids
demand-path reads and raises the total. Both now say what it actually reports.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
@SHTUSIST

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You are right, and this is the more fundamental of the two rounds. I verified both halves against the code:

  • fill_free_frame_locked produces no CapacityMediaPlan at all — it returns a bool and never touches the media field.
  • The subsequent demand hit returns .media default-constructed, so CapacityMediaNone.

So the readahead performs a real backing read and a real host-to-device copy, and the simulated timeline never sees either. It contributes no modeled latency, no queueing, no contention, nothing to the thermal path, and nothing to the unified report; and the hit it enables reports zero media time. In simulation terms the speculative read has been deleted from the timeline, which is exactly the shape that would manufacture a favourable result.

I am therefore withdrawing the performance claim rather than patching around it. The traffic counts stand and reproduce — they are a statement about media reads issued, nothing more. docs/46-预取实现与预取实验说明.md will say that the readahead is not yet in the timing model and that no runtime benefit is claimed.

For the real fix I would rather agree the shape with you before writing it, because it is not local. The readahead has no originating request, so there is no slot or ticket to carry a CapacityMediaPlan back through request_dispatcher. The nearest precedent already in the tree is flush(model_program, range_id), which charges a program to the media model through a callback outside the request path. Mirroring that — a ModelRead callback the worker supplies, so a readahead's media read is charged the same way a writeback's program is — looks like the smallest change that puts speculative reads on the timeline and lets them contend with demand traffic.

Does that match how you would do it, or would you rather the readahead go through the normal request path with a synthetic request id? I will not regenerate any performance number until the speculative read is on the timeline.

SHTUSIST and others added 2 commits August 31, 2026 15:25
Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
A readahead performs a real backing read that no GPU waits on, so it never
reached the timing engine: no modeled latency, no queueing, no contention, and
the demand that later hit the prefetched page reported no media time. In
simulation the speculative read had been deleted from the timeline.

RequestDispatcher::submit_speculative queues a read; poll_once drains one only
when it popped no demand and nothing is in flight, so a readahead can never
delay a request a warp is blocked on. The read goes to the same engine as a
demand, so it occupies the same channels and contends with demand traffic. Its
completion is discarded in publish, because no shared-memory slot is behind it.

Of the three shapes considered, this is the only one that is semantically
right. A callback mirroring flush(model_program) would follow a hook that has
no production consumer today, and submitting outside the dispatcher breaks the
ticket-to-engine-id pairing. Carrying the reads on the next demand's spare
media-action slot would put them back on that demand's critical path, which is
the thing the readahead exists to avoid.

I FOUND ONE BUG BY RE-READING THIS AND FIXED IT: publish originally erased the
speculative group itself, but both callers erase after publish returns, one of
them through the iterator used to reach the call. Erasing inside invalidated
that iterator and the caller then erased through it. publish now leaves the
erase to the callers.

TWO THINGS I COULD NOT VERIFY, MARKED IN THE CODE AS "UNVERIFIED, PLEASE
CHECK":
  1. Speculative tickets set bit 63 to stay clear of real tickets, which are
     the request's own `sequence`. I could not establish from the producer
     side that `sequence` never reaches 2^63. If it can, the namespace must be
     separated another way, for example a flag on DispatchGroup.
  2. next_speculative_ticket_ wraps after 2^63 speculative reads. Not
     reachable in any run here, but nothing enforces it.

THERE IS NO TEST FOR THIS PATH, and there is no GPU on the machine it was
written on, so it has never run against a live engine. The suite is unchanged
at 88% with the same four pre-existing failures, which only says it did not
break what was already there. Please run it before trusting it, and I will not
regenerate any performance number until it has been.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
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Speculative reads are now on the timeline in 54386c8. This has never run against a live engine and I am asking you to test it before it is trusted.

What I chose, and why not the other two

I went with the synthetic-request shape rather than either option I floated earlier.

  • A ModelRead callback mirroring flush(model_program, range_id) would follow a hook that has no production consumer today — I grepped, nothing supplies it on the production path — so it would add a second dead hook. Submitting outside the dispatcher also breaks the ticket_by_engine_id_ pairing.
  • Carrying the reads on the next demand's spare media-action slot fits the existing std::array<HbfRequest, 2> for depth 1, but the dispatcher publishes only after all of a request's actions complete, so it puts the speculative read back on that demand's critical path — the thing the readahead exists to avoid.

So: submit_speculative queues a read; poll_once drains one only when it popped no demand and nothing is in flight; the read goes to the same engine as a demand, so it occupies the same channels and contends with demand traffic; publish discards its completion because no slot is behind it.

One bug I found by re-reading, already fixed

publish originally erased the speculative group itself. Both callers erase after publish returns, one of them through the very iterator used to reach the call — so erasing inside invalidated that iterator and the caller then erased through it. publish now leaves the erase to the callers.

Two things I could not verify — marked in the code as UNVERIFIED, PLEASE CHECK

  1. Ticket namespace. Speculative tickets set bit 63 to stay clear of real tickets, which are the request's own sequence. I could not establish from the producer side that sequence never reaches 2^63. If it can, the namespace has to be separated another way — a flag on DispatchGroup rather than a bit in the ticket. Everything else holds either way.
  2. Wrap. next_speculative_ticket_ wraps after 2^63 speculative reads. Not reachable in any run here, but nothing enforces it.

What the test status does and does not say

Suite is 88%, same four pre-existing failures (context_lifecycle, vmem_tuning, run_with_bpftime, mqsim_benchmark). That only says I did not break what was already there. There is no test for the speculative path itself, and no GPU on this machine, so nothing here exercises a live engine.

What I would most like you to check, in order: whether a speculative read can slip ahead of a demand whose next action is pending; whether the discarded completion leaves anything behind in ticket_by_engine_id_; and the bit-63 assumption above.

No performance number will be regenerated until this has run on your side. docs/46-...md and the D7 section both state that no run-time benefit is claimed.

…ground

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
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